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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-07
CO RA APPROVED 2015-10-19
MA RA APPROVED 2006-01-17
NJ RA APPROVED 2006-01-10
CA RA APPROVED 2006-01-09
  • NY RA
    APPROVED
    Since 2021-04-07
  • CO RA
    APPROVED
    Since 2015-10-19
  • MA RA
    APPROVED
    Since 2006-01-17
  • NJ RA
    APPROVED
    Since 2006-01-10
  • CA RA
    APPROVED
    Since 2006-01-09

Branch Locations

666 3Rd Avenue, New York, NY 10017 • United States

Aspen, CO • United States

Snowmass, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Other Businesses

1. TUSCAN RENTAL PROPERTIES "A" LLC. 1431 BROADWAY, 9TH FLOOR, NEW YORK, NY 10018. MANAGER. 50% INTEREST IN RENTAL PROPERTY IN ITALY. DEVOTED TIME ONE HOUR PER MONTH. START DATE DECEMBER 2012. COMPENSATION: NET RENTAL INCOME IN CASH FORM. 2. TUSCAN RENTAL PROPERTIES "B" LLC, 1431 BROADWAY, 9TH FLOOR, NEW YORK, NY 10018. MANAGER. 50% INTEREST IN RENTAL PROPERTY IN ITALY. DEVOTED TIME ONE HOUR PER MONTH. START DATE DECEMBER 2012 COMPENSATION: NET RENTAL INCOME IN CASH FORM. 3. YEN RESIDENCE LLC. 715 W. MAIN ST #201, ASPEN, CO 81611, CAPACITY MANAGER. LLC TO HOLD REAL ESTATE REAL PROPERTY/HOME AND FOR A LIMITED TIME MAY BE RENTED UNDER CERTAIN CIRCUMSTANCES. NET RENTAL INCOME IN CASH FORM. TIME DEVOTED ONE HOUR PER MONTH. START DATE : JULY 2015 4. CHAUNCEY SNOWMASS LLC - MANAGER/OWNER 5. YENA LLC, MY WIFE YOSEFA PLATT IS MANAGER AND I AM A MEMBER AND HAVE NO OTHER INVOLVEMENT IN OR CONTROL OVER. 6. DIRECTOR/VCH RMR LLC - 4171 WEST HILLSBORO BLVD., SUITE 2, COCONUT CREEK, FL 33073 - NO COMPENSATION - TIME DEVOTED: TWO HOURS PER YEAR - ALSO SHAREHOLDER/INVESTOR 7. LIFT ONE RENTALS LLC, MEMBER AND MANAGER, SOLE OWNER OF INVESTMENT-RELATED ENTITY. ADDRESS: 715 WEST MAIN STREET, SUITE 201, ASPEN,CO 81611. 5 MINUTES PER WEEK DEVOTED TO THIS ACTIVITY/BUSINESS IS ESTIMATED. START DATE: OCTOBER 2020 8. PAEAN LLC-715 WEST MAIN STREET, #201, ASPEN,CO 81611. I HAVE A NON-OWNERSHIP ROLE IN PAEAN LLC WHICH I AM FUNDING FOR ESTATE PLANNING PURPOSES. MY SPOUSE, YOSEFA PLATT IS MANAGER. MY CHILDREN, ETAI PLATT , NEVO PLATT AND AVISHI PLATT ARE MEMBERS. TOTAL TIME DEVOTED: 0 HOURS. THIS IS FOR THE PURCHASE OF A PRIVATE HOME AND IS NOT INVESTMENT-RELATED. 9. CO-TRUSTEE, ROSLYN PLATT MENAKER DECLARATION OF TRUST DTD 3/5/01. ADDRESS: 1555 N ASTOR STREET, APT. 8W, CHICAGO IL 60610.MAIN ACTIVITY: ESTATE TRUST;INVESTMENT RELATED. APPROXIMATE TIME DEVOTED: TWO HOURS PER MONTH 10. CO-TRUSTEE, ROSLYN PLATT MENAKER DECLARATION OF TRUST FAMILY TRUST DTD 3/5/01.ADDRESS: 1555 N ASTOR STREET, APT. 8W, CHICAGO IL 60610.MAIN ACTIVITY: ESTATE TRUST;INVESTMENT RELATED. APPROXIMATE TIME DEVOTED: TWO HOURS PER MONTH 11. MEMBER OF SHADOW MOUNTAIN TOWNHOME ASSOCIATION BOARD OF MANAGERS. 809 SOUTH ASPEN STREET, ASPEN, COLORADO 81611. ENTITY IS NOT INVESTMENT RELATED. TIME DEVOTED: 8 HOURS PER QUARTER PER YEAR.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-09
S63 Uniform Securities Agent State Law Examination 1987-01-27
  • S65 Uniform Investment Adviser Law Examination
    2006-01-09
  • S63 Uniform Securities Agent State Law Examination
    1987-01-27

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