Nancy L Carroll

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-08-16
TX	RA	APPROVED	2024-08-16

NY RA
APPROVED

Since 2024-08-16
TX RA
APPROVED

Since 2024-08-16

Branch Locations

825 Third Avenue Suite 2500, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	New York	NY	06/2009	11/2023
Edward Jones	St. Louis	MO	08/2024	Present
Unemployed	St. Louis	MO	11/2023	08/2024

06/2009 → 11/2023

Morgan Stanley

New York, NY
08/2024 → Present

Edward Jones

St. Louis, MO
11/2023 → 08/2024

Unemployed

St. Louis, MO

Previous Registrations

2020-05-14 → 2023-12-14

Morgan Stanley

New York, NY
2008-02-29 → 2008-10-15

Lehman Brothers Inc.

New York, NY

New York, NY

New York, NY

Other Businesses

Amazon Type: Date: 11/01/23 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: City-State: New York NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-09-15

S63 Uniform Securities Agent State Law Examination

1986-09-15

Designations

Other Names

Nancy Louise Carroll

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP

P2 CAPITAL PARTNERS, LLC

KINYAN CAPITAL MANAGEMENT LLC

BRIGHTSPIRE CAPITAL ADVISORS, LLC

ACORN ADVISORY CAPITAL, L.P.

COMPASS GROUP LLC

CRESTVIEW PARTNERS

LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY

STEPHANIE LYNN FAGENSON

Logan Stephen Michals

JONATHAN HARRY SIEGEL

HAL WILLIAM BROWN

RICCARDO MARIA RAINIERI

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

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