Nancy L Carroll

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 11/2023
  Morgan Stanley
  New York, NY
• 08/2024 → Present
  Edward Jones
  St. Louis, MO
• 11/2023 → 08/2024
  Unemployed
  St. Louis, MO

Previous Registrations

• 2020-05-14 → 2023-12-14
  Morgan Stanley
  New York, NY
• 2008-02-29 → 2008-10-15
  Lehman Brothers Inc.
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Amazon Type: Date: 11/01/23 Title: Trad Hrs: 0 Tot Hrs: 0 Desc: City-State: New York NY

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-09-15

Designations

• Certified Financial Planner

Other Names

• Nancy Louise Carroll