Marisa Beth Goldstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → Present
  Morgan Stanley
  Napa, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2011-10-19 → 2012-06-04
  First Allied Securities, Inc.
  San Diego, CA
• 2002-10-21 → 2009-10-29
  Nuveen Fund Advisors, Llc
  Irvine, CA
• 2002-10-21 → 2009-01-26
  Rittenhouse Asset Management, Inc.
  Irvine, CA

Exams

• S66 Uniform Combined State Law Examination
  2002-10-08

Other Names

• Marisa B Fein
• Marisa Beth Fein