Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-03 |
| WA | RA | APPROVED | 2009-04-09 |
Branch Locations
1145 Broadway Suite 1400, Tacoma, WA 98402-3503 • United States
Olalla, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Tacoma | WA | 04/2009 | Present |
1) InToTheWoodsByJanis- this is my Etsy site/ investment related?:yes / Pierce County, Tacoma, WA 98445/Selling handmade crafts on Etsy and or facebook marketplace/"I will be the owner of the Etsy page. I make handmade baby quilts and needle felted dolls, gnomes and animals"/ start date: 1/17/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-29 |
Reach out to this advisor