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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-10-01 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Houston | TX | 10/2012 | Present |
| Ray-Lk Investments | Houston | TX | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 03/2005 | Present |
Entity Name: Ray-LK Investments Investment related: No "Address: 16607 Gentle Stone DR Houston TX 77095" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 09/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Residential real estate leasing in AZ Will be managed by a realtor, I just bought the residence. Recommended to be in an LLC for liability & tax reasons"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-05 |
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