Kevin Obrien

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-04-15
NY	RA	APPROVED	2024-12-03

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Natixis Global Asset Management	New York	MA	03/2015	06/2018
Mcp Securities, Llc	New York	NY	11/2018	09/2024
Fortune Empire Family Office	New York	NY	07/2018	11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	09/2024	Present
Bank Of America, N.A.	New York	NY	11/2024	Present

03/2015 → 06/2018

Natixis Global Asset Management

New York, MA
11/2018 → 09/2024

Mcp Securities, Llc

New York, NY
07/2018 → 11/2018

Fortune Empire Family Office

New York, NY
09/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2024 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-12-02
S63	Uniform Securities Agent State Law Examination	2014-12-09

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