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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2000-10-26
TX RA APPROVED 1986-08-22
  • OK RA
    APPROVED
    Since 2000-10-26
  • TX RA
    APPROVED
    Since 1986-08-22

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

5080 Spectrum Drive Suite 1000 West, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Addison TX 06/1986 Present
Other Businesses

1) Org name - Picco Investments LLC,TxUnited States,Real Estate,Rental Property,Proprietor / owner,Own the property along with my wife, Start date10/22/2025,Investment -Yes

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1991-10-23
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S65 Uniform Investment Adviser Law Examination
    1991-10-23
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Other Names
  • Mike Picco
  • Michael J Picco

View on SEC IAPD

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