Ronald J Diprinzio

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1984 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 06/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*51452 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HELEN HAYES HOSPITAL FOUNDATION, INC INVESTMENT RELATED: N ADDRESS OF BUSINESS: ROUTE 9W, WEST HAVERSTRAW, NEW YORK 10993 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/1/2000 NUMBER OF HOURS DEVOTED: 2 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SIT ON THE BOARD OF THE FOUNDATION AS A SECRETARY - NOT RESPONSIBLE FOR DECISIONS

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-10
• S63 Uniform Securities Agent State Law Examination
  1986-10-24

Other Names

• Ronald John Diprinzio
• Ronald J Diprinzio
• Ronald J Di Prinzio