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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED_RES | 2022-07-28 |
| TX | RA | APPROVED_RES | 2022-03-29 |
| NY | RA | APPROVED | 2022-03-10 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | New York | NY | 03/2015 | Present |
| Oppenheimer & Co, Inc | New York | NY | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-20 |
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