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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-26 |
| WA | RA | APPROVED | 2024-02-26 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
190 W Dayton St Ste 102, Edmonds, WA 98020 • United States
190 W. Dayton St. Suite #102, Edmonds, WA 98020 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kms Financial Services, Inc | Seattle | WA | 10/2009 | 11/2020 |
| Mercier Financial Group, Inc. | Edmonds | WA | 06/1977 | Present |
| Securities America, Inc. | Edmonds | WA | 11/2020 | 02/2024 |
| Securities America Advisors, Inc. | Edmonds | WA | 11/2020 | 02/2024 |
| Lpl Financial Llc | Edmonds | WA | 02/2024 | Present |
1) 02/05/2024 - Mercier Financial group, Inc - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 02/05/2024 - RICHARD P. MERCIER - CARD COLLECTOR - WA 98026 - Non investment related - 3 Hours per month - Start date: 02/26/2024. 3) 02/05/2024 - MERCIER FINANCIAL GROUP, INC. - Non-Variable Insurance - Western United Life Assurance Company, Manhattan Life Insurance Company - WA 99210-2217 - Investment related - 30 Hours per month - Start date: 2/26/2024. 4) 03/26/2025 - RICHARD MERCIER - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:03/28/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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