Julienne Buxton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial, Llc
  El Dorado Hills, CA

Previous Registrations

• 2008-02-28 → 2010-11-30
  Nrp Advisors, Inc.
  Novata, CA
• 2007-09-07 → 2008-10-20
  Nrp Financial, Inc.
  Bryan, OH
  Bryan, OH
  Novato, CA

Other Businesses

1. 3/9/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Manage life ins business. 2. 1/15/2021 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/20/1990 - 2 Hours Per Month/0 Hours During Securities Trading - Manage life ins business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-30
• S63 Uniform Securities Agent State Law Examination
  1991-12-26

Other Names

• Julienne Vrastil
• Julie Buxton