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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-11-30 |
Branch Locations
1107 Investment Blvd Ste 175, El Dorado Hills, CA 95762 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | El Dorado Hills | CA | 11/2010 | Present |
1. 3/9/2011 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 10% - Manage life ins business. 2. 1/15/2021 - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 02/20/1990 - 2 Hours Per Month/0 Hours During Securities Trading - Manage life ins business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-12-26 |
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