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Current Employers
Arrowroot Family Office, Llc

4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2024-12-06
  • CA RA
    APPROVED_RES
    Since 2024-12-06

Branch Locations

1264 Hawks Flight Ct Suite 290, El Dorado Hills, CA 95762 • United States

4553 Glencoe Avenue Suite 200, Marina Del Rey, CA 90292 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lagunitas Asset Management, Llc El Dorado Hills CA 06/2013 04/2022
Fortune Financial Services, Inc. Monaca PA 01/2015 12/2021
Arrowroot Family Office, Llc El Dorado Hills CA 04/2022 Present
  • 06/2013 → 04/2022
    Lagunitas Asset Management, Llc
    El Dorado Hills, CA
  • 01/2015 → 12/2021
    Fortune Financial Services, Inc.
    Monaca, PA
  • 04/2022 → Present
    El Dorado Hills, CA
Previous Registrations
  • 2013-06-20 → 2022-06-07
    Lagunitas Asset Management, Llc
    El Dorado Hills, CA
  • 2010-11-09 → 2013-06-24
    Concert Wealth Management
    San Jose, CA
    Folsom, CA
  • 2008-06-02 → 2010-11-12
    Roseville, CA
    El Dorado Hills, CA
  • 2008-01-01 → 2008-06-04
    El Dorado Hills, CA
  • 2001-03-29 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    El Dorado Hills, CA
    El Dorado Hills, CA
    St. Louis, MO
Other Businesses

1) MICHAEL M KNITTEL IS A LICENSED INSURANCE AGENT. FROM TIME TO TIME, HE WILL OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES. CLIENTS SHOULD BE AWARE THAT THESE SERVICES PAY A COMMISSION AND INVOLVE A CONFLICT OF INTEREST, AS COMMISSIONABLE PRODUCTS CONFLICT WITH THE FIDUCIARY DUTIES OF A REGISTERED INVESTMENT ADVISER. THE ADVISOR ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT, INCLUDING WITH RESPECT TO THE SALE OF COMMISSIONABLE PRODUCTS TO ADVISORY CLIENTS. 2) MR. KNITTEL IS A MINORITY PARTNER IN WINNING STREAK VENTURES, GP, WHERE HE HOLDS A 21% NON-CONTROLLING STAKE. NO COMPENSATION IS DERIVED FROM THIS UNLESS ANY OF THE PRIVATE COMPANIES IN WINNING STREAK VENTURES FUND I EXIT. THE LPS ARE REPAID THEIR INVESTMENT FIRST, THEN FOR ANY PROFITS ABOVE THAT, THE GP IS ENTITLED TO 20% OF THE CARRY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-12
S63 Uniform Securities Agent State Law Examination 1999-09-17
  • S66 Uniform Combined State Law Examination
    2009-03-12
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
Other Names
  • Michael M Knittel
  • Michael M Lopez-Knittel

View on SEC IAPD

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