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Paul Richard Rossi

Rossi Financial Group

El Dorado Hills, CA

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Current Employers
Rossi Financial Group

1212 Suncast Lane #1, El Dorado Hills, CA 95762 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-05-11
  • CA RA
    APPROVED
    Since 2012-05-11

Branch Locations

1212 Suncast Lane #1, El Dorado Hills, CA 95762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rossi Financial Group El Dorado Hills CA 04/2012 Present
Other Businesses

2009-PRESENT: REAL ESTATE BROKER/NOT INVESTMENT RELATED/EL DORADO HILLS, CA/BROKER/CA DEPT OF REAL ESTATE LICENSE #01849220/INVOLVES LESS THAN 1% OF TIME

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-30
Designations

View on SEC IAPD

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