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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-02-10
  • OH RA
    APPROVED
    Since 2000-02-10

Branch Locations

40 College Street, Doylestown, OH 44230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crandall Tax Service Inc. Doylestown OH 09/1978 Present
Cetera Financial Specialists Llc Schaumburg IL 07/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2000 Present
  • 09/1978 → Present
    Crandall Tax Service Inc.
    Doylestown, OH
  • 07/1999 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 02/2000 → Present
    Schaumburg, IL
Other Businesses

1.OFFICER OF CRANDALL TAX SERVICE INC - 40 COLLEGE STREET, DOYLESTOWN, OH 44230 - TAX AND ACCOUNTING PRACTICE, TAX PREP., TAX PLANNING PAYROLL AND BUSINESS BOOKEEPING PRESIDENT - STARTED 1/1/92 - WORK 40-50 HOURS/WEEK - 0-8 HOURS DURING TRADING HOURS 1979.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-28
  • S63 Uniform Securities Agent State Law Examination
    1986-10-28
Other Names
  • Michael K Crandall

View on SEC IAPD

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