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Daniel John Oaklief

B.A. Schrock Wealth Management

Wadsworth, OH

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Current Employers
B.A. Schrock Wealth Management

131 College Street, Wadsworth, OH 44281 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-07-21
  • OH RA
    APPROVED
    Since 2020-07-21

Branch Locations

131 College Street, Wadsworth, OH 44281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 08/2016 06/2020
Equitable Advisors, Llc New York NY 08/2016 07/2020
B.A. Schrock Wealth Management Wadsworth OH 07/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-20
S63 Uniform Securities Agent State Law Examination 2016-09-06
  • S66 Uniform Combined State Law Examination
    2017-08-20
  • S63 Uniform Securities Agent State Law Examination
    2016-09-06

View on SEC IAPD

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BETH ANGELA RANDALL-DODD
DAVID PHILIP BRINDLEY

Other Offices

LPL FINANCIAL LLC · WADSWORTH, OH
J.P. MORGAN SECURITIES LLC · WADSWORTH, OH
CITIZENS SECURITIES, INC. · WADSWORTH, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · WADSWORTH, OH
AMERIPRISE FINANCIAL SERVICES, LLC · Wadsworth, OH
EDWARD JONES · WADSWORTH, OH
PRELUDE FINANCIAL · WADSWORTH, OH
PNC WEALTH MANAGEMENT LLC · WADSWORTH, OH

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