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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2007-11-29
  • OH RA
    APPROVED
    Since 2007-11-29

Branch Locations

145 Akron Road, Wadsworth, OH 44281 • United States

Wadsworth, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wadsworth OH 11/2007 Present
Previous Registrations
  • 2000-11-21 → 2007-11-29
    Raymond James Financial Services, Inc.
    Wadsworth, OH
    Norton, OH
    Wadsworth, OH
Other Businesses

1. 11/14/2007 - Ishee Investment Consultants - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 2. 06/19/2013 - Danda Investments Group LLC - INV REL - Business Entity For Tax/Investment Purposes Only - for accounting purposes only 3). 10/15/2018 - Wadsworth High School - Not Investment Related - 625 Broad StreetWadsworth, OH 44281 - Other - Volunteer - Start Date:10/04/2018 - 2 Hours Per Month/2 Hours During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-01-24
  • S66 Uniform Combined State Law Examination
    2000-01-24
Other Names
  • Daniel B. Ishee

View on SEC IAPD

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