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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
750 High Street, Wadsworth, OH 44281 • United States
444 E. Robinson Avenue, Barberton, OH 44203 • United States
1094 Lexington Avenue, Mansfield, OH 44907 • United States
3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Doylestown | OH | 01/2020 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Doylestown | OH | 10/2022 | 05/2023 |
| U.S. Bank | Akron | OH | 08/2002 | 08/2018 |
| Wayne County Community Federal Credit Union | Smithville | OH | 08/2018 | 12/2019 |
| J.P. Morgan Securities Llc | Wadsworth | OH | 05/2023 | Present |
| Brooke Roth Dba Beautymark Bags | Marshallville | OH | 01/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Wadsworth | OH | 05/2023 | Present |
Entity Name: Brooke Roth DBA Beautymark Bags Investment related: No Address: 12042 Fox Lake Rd., Marshallville, OH 44645 Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 01/01/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Brooke Roth DBA Beautymark Bags; Non Investment-related; Brooke Roth DBA Beautymark Bags, Marshallville OH; Sale of used clothing and accessories; Owner; Sole Proprietor; 01/2022; 1 hour/ month; 0 hours/ trading; List and sell used women's clothing, bags, and accessories by listing on Facebook, Poshmark, Ebay, and in person at a local consignment store, new or use. No fictitious name filing or registration filed with State of Ohio.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-28 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-24 |
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