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131 College Street, Wadsworth, OH 44281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2019-10-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 08/2002 | 01/2019 |
| Axa Advisors, Llc | New York | NY | 12/2005 | 01/2019 |
| Ba Schrock Financial Group | Wadsworth | OH | 01/2019 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 01/2019 | 07/2019 |
| B.A. Schrock Wealth Management, Inc. | Wadsworth | OH | 06/2019 | Present |
1.) BA SCHROCK FINANCIAL GROUP; YES INVESTMENT RELATED; 102 MAIN ST, SUITE 205, WADSWORTH, OH 44281; INSURANCE SALES; INSURANCE PROFESSIONAL;START DATE 01/2019; APPROX 125 HRS/MONTH; APPROX 125 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-15 |
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