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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| NJ | RA | APPROVED | 2006-03-22 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co. Inc. | New York | NY | 01/2002 | Present |
1.16 LOTUS AVE, EAST HAMPTON, NY 11937.OWNER OF HOME THAT IS RENTED FOR THE WHOLE YEAR.PURCHASE OF HOME INVESTED RELATED RENTAL INCOME. OWNERSHIP WAS STARTED ON 12/30/16. ONE HOUR/MONTH. DOES NOT TAKE TIME AWAY FROM PRIMARY JOB. 2. WHILE MY SON WESLEY IS IN CAMBODIA WITH THE PEACE CORPS, I WILL BE OVERSEEING AND MONITORING HIS ACCOUNT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-04 |
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