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400 Park Avenue 10Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-08-14 |
Branch Locations
400 Park Avenue 10Th Floor, New York, NY 10022 • United States
455 Market Street Suite 2070, San Francisco,, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rim Securities | New York | NY | 09/2012 | Present |
| Cnr Securities, Llc | New York | NY | 09/2012 | Present |
(1) Name of Entity: Church of Christ - On Finance committee; Non-investment related; Address: Alpine Road Portola Valley, CA; Nature of OBA: Church; Position/Title/Relationship: Director; Start Date: 01/02/2015; Time devoted: 1 hour per month; 0 during securities trading hours; Duties: Sit at board meetings and review investment performance of mutual funds.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-14 |
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