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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2005-10-12
SC RA APPROVED 2005-10-06
CA RA APPROVED 2005-10-05
NJ RA APPROVED 2005-10-05
NC RA APPROVED 2005-10-05
TX RA APPROVED 2005-10-05
FL RA APPROVED 2005-09-09
  • GA RA
    APPROVED
    Since 2005-10-12
  • SC RA
    APPROVED
    Since 2005-10-06
  • CA RA
    APPROVED
    Since 2005-10-05
  • NJ RA
    APPROVED
    Since 2005-10-05
  • NC RA
    APPROVED
    Since 2005-10-05
  • TX RA
    APPROVED
    Since 2005-10-05
  • FL RA
    APPROVED
    Since 2005-09-09

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co. Inc. New York NY 01/2003 Present
  • 01/2003 → Present
    Fahnestock & Co. Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-07
S63 Uniform Securities Agent State Law Examination 1986-08-25
  • S65 Uniform Investment Adviser Law Examination
    2005-09-07
  • S63 Uniform Securities Agent State Law Examination
    1986-08-25

View on SEC IAPD

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