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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors | Radnor | PA | 08/2013 | 01/2018 |
| Lpl Financial Llc | Brooklyn | NY | 02/2018 | 02/2019 |
| Santander Bank, Na | Boston | MA | 02/2019 | 05/2021 |
| Santander Securities, Llc | Dorchester | MA | 02/2019 | 05/2021 |
| Investors Bank | Morganville | NJ | 05/2021 | 03/2022 |
| Cetera Investment Advisers Llc | Milltown | NJ | 05/2021 | 05/2023 |
| Kearny Bank | Milltown | NJ | 03/2022 | 05/2023 |
| Ridgewood Financial Services | Brooklyn | NY | 05/2023 | Present |
| Infinex Investments, Inc. | Meriden | CT | 06/2023 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 07/2025 | Present |
| Alma Bank | Brooklyn | NY | 07/2025 | Present |
| Cetera Investment Advisers Llc | Brooklyn | NY | 07/2025 | Present |
1. LIFETIME DIRECTOR AT ITALIAN CLUB OF STATEN ISLAND FOUNDATION; PARTIPCATE IN FOOD DRIVE AND SCHOLARSHIP DISTRIBUTION; 2. MEMBER OF NORTH CENTRAL KIWANIS CLUB OF STATEN ISLAND; 3. MEMBER OF BOARD OF TRUSTEES AT HAVE A HEART FOUNDATION OF STATEN ISLAND; PARTICIPATE IN QUARTERLY MEEETINGS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-27 |
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