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Kevin Michael Heal

Argus Investors' Counsel, Inc.

New York, NY

CRD 1543466

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Employer firm

Argus Investors' Counsel, Inc. CRD 106981

$137M regulatory AUM 17 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Argus Investors' Counsel, Inc.

61 Broadway Suite 1910, New York, NY 10006-2761 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-04-29
  • CT RA
    APPROVED
    Since 2019-04-29

Branch Locations

61 Broadway Suite 1910, New York, NY 10006-2761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sandler Capital Management Morristown NJ 05/2016 04/2018
Triad Securities Corp. New York NY 04/2018 11/2018
Argus Investors Counsel New York NY 11/2018 Present
  • 05/2016 → 04/2018
    Sandler Capital Management
    Morristown, NJ
  • 04/2018 → 11/2018
    Triad Securities Corp.
    New York, NY
  • 11/2018 → Present
    Argus Investors Counsel
    New York, NY
Other Businesses

CHICAGO LAND & TITLE, CHICAGO IL. PASSIVE INVESTOR IN A REAL ESTATE PARTNERSHIP. LESS THAN ONE HOUR PER MONTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-28
S63 Uniform Securities Agent State Law Examination 2005-02-03
  • S65 Uniform Investment Adviser Law Examination
    2019-05-28
  • S63 Uniform Securities Agent State Law Examination
    2005-02-03

View on SEC IAPD

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