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61 Broadway Suite 1910, New York, NY 10006-2761 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-04-29 |
Branch Locations
61 Broadway Suite 1910, New York, NY 10006-2761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sandler Capital Management | Morristown | NJ | 05/2016 | 04/2018 |
| Triad Securities Corp. | New York | NY | 04/2018 | 11/2018 |
| Argus Investors Counsel | New York | NY | 11/2018 | Present |
CHICAGO LAND & TITLE, CHICAGO IL. PASSIVE INVESTOR IN A REAL ESTATE PARTNERSHIP. LESS THAN ONE HOUR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-03 |
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