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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-31 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
11019 Mcormick Road, Suite 110, Hunt Valley, MD 21031 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Hunt Valley | MD | 08/1983 | 08/2023 |
| Mml Investors Services, Llc | Hunt Valley | MD | 07/1986 | 08/2023 |
| Lpl Financial Llc | Hunt Valley | MD | 08/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 08/2023 | Present |
| Hub International Investment Services, Inc. | Kansas City | MO | 08/2025 | Present |
1) 07/31/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 07/31/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - ATHELITIC COACH - MD 21031 - Non Investment related - 25 Hours per month - Start date: 09/01/2023. 3) 07/31/2023 - FRANKLIN INVESTMENT GROUP - Business Entity For Tax/Investment Purposes Only - MD 21031 - Non Investment related - 160 Hours per month - Start date: 09/01/2023. 4) 07/31/2023 - FRANKLIN FINANCIAL GROUP - Non-Variable Insurance - FRANKLIN FINANCIAL GROUP - MD 21031 - Investment related - 160 Hours per month - Start date: 09/01/2023. 5) 07/31/2023 - FRANKLIN FINANCIAL GROUP - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 6) 07/31/2023 - FRANKLIN FINANCIAL GROUP, A DIV OF HUB RETIREMENT & WEALTH MGMT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 7) 08/31/2023 - FRANKLIN LACROSSE, LLC - COACH - Home Based - Not Investment Related - Start Date 7/01/2023 - 24 Hours Per Month/ 6 Hours During Trading 8) 09/06/2023 - HUB RETIREMENT AND WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 8 Hours During Trading 9) 09/06/2023 - FRANKLIN FINANCIAL GROUP, A DIV OF HUB RETIREMENT & WEALTH MGMT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 8 Hours During Trading 10) 09/06/2023 - FRANKLIN FINANCIAL GROUP - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 8 Hours During Trading 11) 09/06/2023 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12) 06/21/2024 - Hub international investment services llc - Inv Related - At Reported Business Location(s) - Other - accommodation broker dealer - Started: 9/1/2023 - 0 Hr/Mo.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-04 |
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