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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
LA RA APPROVED 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • LA RA
    APPROVED
    Since 2018-08-17

Branch Locations

7607 Fern Avenue Suite 102, Shreveport, LA 71105 • United States

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Shreveport LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Shreveport LA 11/2016 08/2018
Benjamin F. Edwards & Co. Shreveport LA 08/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Shreveport, LA
  • 11/2016 → 08/2018
    Shreveport, LA
  • 08/2018 → Present
    Benjamin F. Edwards & Co.
    Shreveport, LA
Previous Registrations
Other Businesses

1)WILLIS KNIGHTON HOSPITAL, 2600 GREENWOOD RD., SHREVEPORT, LA 71103. HOLDS TITLE: INSTITUTIONAL REVIEW BOARD MEMBER. DUTIES: REVIEW PROCEDURES/STUDIES PROPOSED BY STAFF PHYSICIANS TO ENSURE PROPER PROTOCALS ARE BEING FOLLOWED. WORKS 2 HOURS A MONTH AND 0 DURING TRADING HOURS. 2)MILLER LAND AND LUMBER, PO BOX 53, TEXARKANA, TX 75504. HOLDS TITLE: BOARD MEMBER AND 2% OWNER; FAMILY OWNED INVESTMENT GROUP THAT OWNS MINERAL RIGHTS AND STOCK PORTFOLIO. MEET TWICE PER YEAR TO DISCUSS ACTIVITIES AND HOLDINGS IN STOCK PORTFOLIO. START DATE: 12/15/1986, 2 HOURS A MONTH AND 0 DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-23
  • S63 Uniform Securities Agent State Law Examination
    1986-09-23
Designations

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