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Dennis Martin O'COnnor

Brae Head, Inc.

Essex, CT

CRD 1541112

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Employer firm

Brae Head, Inc. CRD 129265

$90.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Brae Head, Inc.

16 Saybrook Rd, Essex, CT 06426 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-08
CT RA APPROVED 2022-08-05
MA RA APPROVED 1997-08-07
  • TX RA
    APPROVED_RES
    Since 2023-08-08
  • CT RA
    APPROVED
    Since 2022-08-05
  • MA RA
    APPROVED
    Since 1997-08-07

Branch Locations

16 Saybrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brae Head, Inc. Essex CT 08/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-07
S63 Uniform Securities Agent State Law Examination 1986-10-20
  • S65 Uniform Investment Adviser Law Examination
    1997-03-07
  • S63 Uniform Securities Agent State Law Examination
    1986-10-20
Other Names
  • Dennis Martin Oconnor

View on SEC IAPD

Nearby Firms

ESSEX FINANCIAL SERVICES, INC.
JEFFREY N. MEHLER, CFP LLC
HT PARTNERS LLC

Nearby Investors

Anthony Joseph Fortuna
James Michael Sullivan
Elizabeth Antoinette Haas

Nearby Offices

ESSEX FINANCIAL SERVICES, INC. · ESSEX, CT
JEFFREY N. MEHLER, CFP LLC · ESSEX, CT
HT PARTNERS LLC · CENTERBROOK, CT

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