Inactive

Dennis Martin O'COnnor

Brae Head, Inc.

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Current Employers

Brae Head, Inc.

16 Saybrook Rd, Essex, CT 06426 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-08
CT	RA	APPROVED	2022-08-05
MA	RA	APPROVED	1997-08-07

TX RA
APPROVED_RES

Since 2023-08-08
CT RA
APPROVED

Since 2022-08-05
MA RA
APPROVED

Since 1997-08-07

Branch Locations

16 Saybrook Road, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brae Head, Inc.	Essex	CT	08/1997	Present

08/1997 → Present

Brae Head, Inc.

Essex, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-03-07
S63	Uniform Securities Agent State Law Examination	1986-10-20

S65 Uniform Investment Adviser Law Examination

1997-03-07
S63 Uniform Securities Agent State Law Examination

1986-10-20

Other Names

Dennis Martin Oconnor

View on SEC IAPD

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ESSEX FINANCIAL SERVICES, INC. · ESSEX, CT

JEFFREY N. MEHLER, CFP LLC · ESSEX, CT

HT PARTNERS LLC · CENTERBROOK, CT

COMMONWEALTH FINANCIAL NETWORK · Essex, CT

EDWARD JONES · ESSEX, CT

SULLIVAN FINANCIAL, LLC · ESSEX, CT

ALCHEMI WEALTH, LLC · ESSEX, CT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Old Saybrook, CT

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