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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-20 |
| TX | RA | APPROVED_RES | 2021-06-29 |
Branch Locations
777 South Flagler Drive Suite 700E, West Palm Beach, FL 33401 • United States
1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Fort Lauderdale | FL | 01/2014 | 05/2019 |
| Hsbc Securities (Usa) Inc. | New York | NY | 01/2014 | 06/2020 |
| Unemployed | Deerfield Beach | FL | 06/2020 | 06/2021 |
| Morgan Stanley | West Palm Beach | FL | 06/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-14 |
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