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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-01-19 |
| TX | RA | APPROVED_RES | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Johnson Insurance & Financial Services | Georgetown | DE | 02/1992 | Present |
| Self Employed - Agent/Broker | Georgetown | DE | 02/1992 | Present |
| Johnson Tax Service | Georgetown | DE | 01/1995 | Present |
| Questar Capital Corporation | Minneapolis | MN | 07/1999 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 01/2005 | 03/2019 |
| Woodbury Financial Services, Inc. | Georgetown | DE | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Georgetown | DE | 01/2024 | Present |
| Lindenberg Financial Services | Lewes | DE | 07/2025 | Present |
1) PENINSULA FINANCIAL GROUP. POSITION: President/Owner. NATURE: Tax Preparation. INVESTMENT RELATED: No NUMBER OF HOURS: 80 DURING TAX SEASON SECURITIES TRADING HOURS: 40 DURING TAX SEASON START DATE: 7/29/2010 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947, United States DESCRIPTION: Tax preparation and planning. 2)LINDENBERG FINANCIAL POSITION: Financial Advisor/Consultant NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 07/01/2025 ADDRESS: 404A Savannah Rd, Lewes DE 19958, United States DESCRIPTION: My insurance investment & advisory business was sold to Lindenberg Financial Services effective 07/01/2025. As part of the 5 yr buyout I am paid consultant fee(1099), asset principal & interest. I assist in the transition of clients to the Lindenberg team. 3) PENINSULA FINANCIAL GROUP. POSITION: President/Owner. NATURE: Sales & service. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 11/01/2002 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947, US DESCRIPTION: Offering life, health & LTC insurance to general public. 4) ROUTE NINE ENTERPRISES LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/27/2015 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947-2105, US DESCRIPTION: Treasurer. Collect rent from billboard built & rented on property. Commercial property development. 5) PENINSULA HEALTH ALLIANCE,INC POSITION: President NATURE: S Corp & Insurance Agency INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/16/1999 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947-2105, United States DESCRIPTION: Sales & service of life, health & LTC insurance to general public. Corp also pays staff/assistants(payroll) from Corp business account as employees. 6) PENINSULA FINANCIAL GROUP POSITION: PRESIDENT NATURE: S CORP INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2020 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947-2105, United States DESCRIPTION: Through my S Corp, Peninsula Financial Group, I manage the office building that I sold in 2019 & leased back for 5yrs. The building previously was owned by DJS Enterprises which in turn was owned jointly by me & Terry Dorey, a retired Questar Capital rep. As a retiree Mr. Dorey wanted to sell the property & close out DJS as a LLC. DJS was previously an approved OBA but has since been closed & removed from my OBAs. As the prior manager of the property & now with a 5 yr lease I have continued with the property management. Kit Ryan, another WFS rep & I share the office expenses. Other vacant offices are available for rent as well. For ease of administration, my S Corp, Peninsula Financial Group, collects rent, pays expenses(utilities, repairs, maintenance, etc.). Operations are essentially same as DJS provided until property sale & dissolution of DJS. Property is currently rented on a break even basis with no intention to generate profits as any income is reinvested into property maintenance. 7. PENINSULA HEALTH ALLIANCE,INC POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/16/1999 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947-2105, United States DESCRIPTION: Corp also pays staff/assistants(payroll) from Corp business account as employees. 8. PENINSULA FINANCIAL GROUP INC POSITION: President NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2010 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947-2105, United States DESCRIPTION: Provide individual tax preparation & planning services. Oversees management of office building including leasing of offices, collection of rent, payment of bills, & property management. This was previously handled by DJS Enterprises LLC which has since been closed when the property was sold in 2019.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-01-07 |
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