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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2017-03-06
TX RA APPROVED_RES 2009-08-21
PA RA APPROVED 2007-03-12
MD RA APPROVED 2007-03-09
  • DE RA
    APPROVED
    Since 2017-03-06
  • TX RA
    APPROVED_RES
    Since 2009-08-21
  • PA RA
    APPROVED
    Since 2007-03-12
  • MD RA
    APPROVED
    Since 2007-03-09

Branch Locations

110 Anglers Rd Ste 105A [Satellite], Lewes, DE 19958 • United States

1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States

York, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Sparks MD 05/2009 01/2018
Wells Fargo Advisors Financial Network, Llc Wilmington DE 01/2018 Present
Previous Registrations
Other Businesses

RENTAL PROPERTY; INV RELATED; MYRTLE BEACH, SC; 100% OWNERSHIP; CONDO UNIT; START DATE 1/1/2024; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES APPROVE REPAIRS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-15
S63 Uniform Securities Agent State Law Examination 1997-09-12
  • S65 Uniform Investment Adviser Law Examination
    2001-03-15
  • S63 Uniform Securities Agent State Law Examination
    1997-09-12

View on SEC IAPD

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