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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2017-03-06 |
| TX | RA | APPROVED_RES | 2009-08-21 |
| PA | RA | APPROVED | 2007-03-12 |
| MD | RA | APPROVED | 2007-03-09 |
Branch Locations
110 Anglers Rd Ste 105A [Satellite], Lewes, DE 19958 • United States
1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States
York, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Sparks | MD | 05/2009 | 01/2018 |
| Wells Fargo Advisors Financial Network, Llc | Wilmington | DE | 01/2018 | Present |
RENTAL PROPERTY; INV RELATED; MYRTLE BEACH, SC; 100% OWNERSHIP; CONDO UNIT; START DATE 1/1/2024; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES APPROVE REPAIRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1997-09-12 |
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