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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-05-21
MD RA APPROVED 2026-05-21
  • DE RA
    APPROVED
    Since 2026-05-21
  • MD RA
    APPROVED
    Since 2026-05-21

Branch Locations

1013 Centre Rd Ste 229, Wilmington, DE 19805 • United States

110 Anglers Rd Ste 105A [Satellite], Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Wilmington DE 05/2026 Present
Wells Fargo Bank, N.A. Linthicum MD 03/2016 03/2017
Suntrust Bank Annapolis MD 03/2017 05/2017
Morgan Stanley Annapolis MD 05/2017 09/2020
Morgan Stanley Private Bank, National Association New York NY 09/2017 09/2020
Citizens Securities, Inc. Lewes DE 09/2020 05/2026
Previous Registrations
Other Businesses

Personal Training - Independent; Written training and diet guidelines. Not investment related. 2 hours/month, 0 hours during trading hours. Remote location. Start date: 12/2017. Acting - Independent; Background, day player, and minor speaking roles. Not investment related. 2 hours/month, 0 hours during trading hours. Location varies. Start date: 09/01/2014

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
  • S66 Uniform Combined State Law Examination
    2017-07-26

View on SEC IAPD

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