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Lori Ann Rutkowski

Osaic Wealth, Inc.

Wilmington, DE

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-01-24
  • DE RA
    APPROVED
    Since 2025-01-24

Branch Locations

2036 Foulk Road Suite 104, Wilmington, DE 19810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corporation Lutherville MD 05/1998 01/2025
Osaic Wealth, Inc. Wilmington DE 01/2025 Present
  • 05/1998 → 01/2025
    Lincoln Financial Advisors Corporation
    Lutherville, MD
  • 01/2025 → Present
    Wilmington, DE
Previous Registrations
  • 1999-05-04 → 2025-01-24
    Osaic Fa, Inc.
    Lutherville, MD
    Wilmington, DE
    Vienna, VA
Other Businesses

1)LORI RUTKOWSKI 2036 FOULK ROAD SUITE 104 WILMINGTON, DE 19810 CATEGORY:NOTARY PUBLIC INVESTMENT-RELATED:NO TITLE: NOTARY DUTIES: PROVIDE NOTARY SERVICES IN THE STATE OF DELAWARE START DATE:3/1/2012 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS:1 2) FUCHS FINANCIAL INC. POSITION: Practice Manager NATURE: This OBA reflects the payroll we receive for our employment by Brent Fuchs, supporting him as a reg. representative with Osaic. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 147 Main Street, PO Box 40, Preston MD 21655, United States DESCRIPTION: client/account servicing trading on behalf the rep. administrative duties on behalf of the rep.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-24
S63 Uniform Securities Agent State Law Examination 1999-02-03
  • S65 Uniform Investment Adviser Law Examination
    1999-03-24
  • S63 Uniform Securities Agent State Law Examination
    1999-02-03
Other Names
  • Lori Ann Blackburn

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