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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-01-19
PA RA APPROVED 2024-01-19
TX RA APPROVED 2024-01-19
  • DE RA
    APPROVED
    Since 2024-01-19
  • PA RA
    APPROVED
    Since 2024-01-19
  • TX RA
    APPROVED
    Since 2024-01-19

Branch Locations

404-A East Savannah Road, Lewes, DE 19958 • United States

Rehoboth Beach, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kmr Financial Network Broomall PA 10/2005 07/2025
Questar Asset Management Minneapolis MN 07/2006 03/2019
Questar Capital Corporation Minneapolis MN 12/2006 03/2019
Woodbury Financial Services, Inc. Georgetown DE 03/2019 Present
Woodbury Financial Services, Inc. Georgetown DE 03/2019 01/2024
Osaic Wealth, Inc. Georgetown DE 01/2024 Present
Lindenberg Financial Lewes DE 07/2025 Present
  • 10/2005 → 07/2025
    Kmr Financial Network
    Broomall, PA
  • 07/2006 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 12/2006 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2019 → Present
    Woodbury Financial Services, Inc.
    Georgetown, DE
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Georgetown, DE
  • 01/2024 → Present
    Georgetown, DE
  • 07/2025 → Present
    Lindenberg Financial
    Lewes, DE
Previous Registrations
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Georgetown, DE
  • 2006-07-13 → 2019-03-01
    Questar Asset Management, Inc.
    Broomall, PA
    Rehoboth Beach, DE
  • 2005-07-26 → 2006-06-16
    Usallianz Securities, Inc.
    Broomall, PA
    Broomall, PA
    Voorhees, NJ
Other Businesses

1. TOWN AND RIVER CONDOMINIUM ASSOCIATION POSITION: treasurer NATURE: Condo Association INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 4309 Mariner Way, Ft Myers FL 33919, United States DESCRIPTION: Officer of condo association. Review Annual Budget with Property Management firm, review accounts receivable and accounts payable as well as bids for special projects and services. Assist property management firm with insurance quotes. Attend quarterly board meetings and town halls. 2. KMR FINANCIAL NETWORK POSITION: President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/04/2005 ADDRESS: 13 Bridgeville Rd, Georgetown DE 19947, United States DESCRIPTION: Sales and Service of Fixed Annuities, Disability, Life, Health and Long Term Care benefits. 3. LINDENBERG FINANCIAL POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/01/2025 ADDRESS: 404A East Savannah Rd, Lewes DE 19958, United States DESCRIPTION: Sales and Service of Fixed Annuities, Life Insurance and LTC insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-17
  • S63 Uniform Securities Agent State Law Examination
    1997-04-17
Designations
Other Names
  • Kathleen Mary Hepp
  • Kit Ryan

View on SEC IAPD

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