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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-08
  • IL RA
    APPROVED
    Since 2022-12-08

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

10725 West 159Th St., Orland Park, IL 60467 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Salle St. Securities, Inc. Orland Park IL 01/1989 11/2022
Lpl Financial Llc Orland Park IL 12/2022 Present
  • 01/1989 → 11/2022
    La Salle St. Securities, Inc.
    Orland Park, IL
  • 12/2022 → Present
    Orland Park, IL
Previous Registrations
Other Businesses

1- 10/1987 / David Rimkus / Non-Variable Insurance / INVESTMENT RELATED / Orlando Park, IL 2- 11/2005 / D Rimkus Inc. / Business Entity For Tax/Investment Purposes Only / NON INVESTMENT RELATED / Orlando Park, IL 3- 11/2022 / Harbor Lighthouse Wealth Management / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / Orlando Park, IL 4- 09/2005 / Real Estate Rental / INVESTMENT RELATED / 10725 W 159th Street Orland Park, Il 60467; 17937 Lennan Brook Lane Orland Park, IL 60467

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-03
S63 Uniform Securities Agent State Law Examination 1986-09-23
  • S65 Uniform Investment Adviser Law Examination
    2003-04-03
  • S63 Uniform Securities Agent State Law Examination
    1986-09-23

View on SEC IAPD

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