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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-11
CO RA APPROVED 2018-08-17
  • TX RA
    APPROVED_RES
    Since 2026-06-11
  • CO RA
    APPROVED
    Since 2018-08-17

Branch Locations

4740 Flintridge Dr Ste 220A, Colorado Springs, CO 80918 • United States

Peyton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Colorado Springs CO 05/1986 Present
Primerica Financial Services Colorado Springs CO 02/1991 Present
Thomas R Pool & Associates, Llc Colorado Springs CO 03/2014 Present
El Paso County Elections Colorado Springs CO 05/2024 Present
  • 05/1986 → Present
    Colorado Springs, CO
  • 02/1991 → Present
    Primerica Financial Services
    Colorado Springs, CO
  • 03/2014 → Present
    Thomas R Pool & Associates, Llc
    Colorado Springs, CO
  • 05/2024 → Present
    El Paso County Elections
    Colorado Springs, CO
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Thomas R. Pool & Associates, LLC, Investment Related, 4740 Flintridge Dr. Ste 220C Colorado Springs, CO 80918, Primerica Business Purposes, President, March 2014 to Present, 200 hours per month (160 hours per month during securities trading hours), legal entity formed solely for Primerica business purposes.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-07
S63 Uniform Securities Agent State Law Examination 1986-08-07
  • S65 Uniform Investment Adviser Law Examination
    2011-12-07
  • S63 Uniform Securities Agent State Law Examination
    1986-08-07

View on SEC IAPD

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