Best Investors Account Sign in
Current Employers
Capital Asset Management, Llc

1800 Glenarm Place Suite 703, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-06-24
TX RA APPROVED 2017-09-06
CO RA APPROVED 2016-08-17
  • LA RA
    APPROVED
    Since 2019-06-24
  • TX RA
    APPROVED
    Since 2017-09-06
  • CO RA
    APPROVED
    Since 2016-08-17

Branch Locations

1800 Glenarm Place Suite 703, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthew Hickey, Sole Proprietor Denver CO 08/1984 Present
First Allied Securities Inc Denver CO 05/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 12/2019
Capital Asset Management, Llc Denver CO 06/2016 Present
Cetera Advisors Llc Denver CO 09/2022 Present
  • 08/1984 → Present
    Matthew Hickey, Sole Proprietor
    Denver, CO
  • 05/2008 → 09/2022
    First Allied Securities Inc
    Denver, CO
  • 07/2012 → 12/2019
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 06/2016 → Present
    Denver, CO
  • 09/2022 → Present
    Cetera Advisors Llc
    Denver, CO
Previous Registrations
  • 2012-07-02 → 2019-12-12
    First Allied Advisory Services, Inc.
    Denver, CO
    Colorado Springs, CO
    Denver, CO
  • 2008-05-14 → 2012-07-02
    First Allied Securities, Inc.
    Colorado Springs, CO
    Loveland, CO
    Denver, CO
    Boulder, CO
    San Diego, CA
    Boulder, CO
    Baton Rouge, LA
  • 1999-04-09 → 2008-05-15
    Cetera Advisors Llc
    Denver, CO
Other Businesses

1. JGMJ, LLC; OWNER; REAL ESTATE; START DATE 07/01/2015; 0 HOURS PER MONTH. 2. CAPITAL ASSET MANAGEMENT, LLC; SOLE PROP; DBA; START DATE: 06/01/1986; 4 HOURS PER MONTH. 3. CAPITAL ASSET MANAGEMENT, LLC; OWNER; REGISTERED INVESTMENT ADVISOR; START DATE: 04/01/2014; 160 HOURS PER MONTH. 4. NAME OF OTHER BUSINESS: ORCHARD DRIVE HOA; INVESTMENT RELATED: NO; ADDRESS: 5950 S OGDEN CT CENTENNIAL, CO 80121; NATURE OF BUSINESS: HOME OWNERS ASSOCIATION; START DATE: 06/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: ARRANGE ANNUAL MEETINGS, ENSURE MEETING MINUTES ARE TAKEN BY SECRETARY; 5. NAME OF OTHER BUSINESS: RIVERSIDE CLUB COMPANY; INVESTMENT RELATED: NO; ADDRESS: ORCHARD, CO 80649; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST IN THE GENERAL DIRECTION OF THE CLUB, WATERFOWL HUNTING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-01-19
S63 Uniform Securities Agent State Law Examination 1988-07-01
  • S65 Uniform Investment Adviser Law Examination
    1999-01-19
  • S63 Uniform Securities Agent State Law Examination
    1988-07-01

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor