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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2013-03-06
  • FL RA
    APPROVED
    Since 2013-03-06

Branch Locations

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Fort Lauderdale, FL • United States

401 East Las Olas Boulevard Las Olas Centre, Ft. Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 02/2013 Present
Previous Registrations
Other Businesses

Jamaican Men of Florida (JMOF); Plantation, FL 33323; Charity; The group works with men of Jamaican descent from a mental health and assistance where needed in the diaspora; Treasurer and member of executive team; Co-manage finances with the finance team; Start date: 5/26/2020 Name of Business - Estate of D M,FloridaUnited States,Rented out primary residence ,Proprietor / owner,Collect rent, maintain property,Start date -10/21/2025investment - Yes.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-07-02
  • S63 Uniform Securities Agent State Law Examination
    2001-07-02

View on SEC IAPD

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