Ronald Anthony Hamlin

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-10-26
NJ	RA	APPROVED	2016-06-16
TX	RA	APPROVED	2016-06-15

NY RA
APPROVED

Since 2021-10-26
NJ RA
APPROVED

Since 2016-06-16
TX RA
APPROVED

Since 2016-06-15

Branch Locations

299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	11/2011	Present

11/2011 → Present

Ubs Financial Services Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-06-15
S63	Uniform Securities Agent State Law Examination	1986-08-27

S65 Uniform Investment Adviser Law Examination

2016-06-15
S63 Uniform Securities Agent State Law Examination

1986-08-27

View on SEC IAPD

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