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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2019-06-14 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Garden City | NY | 01/2012 | 06/2019 |
| Stifel Nicolaus & Co Inc | Garden City | NY | 06/2019 | Present |
1. Douglas House Foundation; 600 West Drive Douglaston, NY 11363;It is a charitable foundation setup for the preservation of the outside of the Douglaston Club building; Member of Board of Directors; Review projects for the building;8/1/17; 2 hr/qtr; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-18 |
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