Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-12-07 |
Branch Locations
1621 South University Blvd. Suite A-2, Mobile, AL 36609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2001-01-12 |
Branch Locations
2210-A Main St., Daphne, AL 36526 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Daphne | AL | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Daphne | AL | 09/2023 | Present |
1) DAPHNE EXECUTIVE CENTER CONDO OWNER'S ASSOCIATION POSITION: President/Treasurer NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/1995; ADDRESS: 2210 Main St., Ste. A Daphne, AL 36526, Daphne AL 36526; DESCRIPTION: This is a professional office building of which I own one of eight units for my registered business location. I oversee association functions and building maintenance requirements. 2) WEALTH MANAGEMENT CONSULTANTS LLC. HOLDS POSITION OF SR ADVISOR AND MEMBER PRINCIPAL. PROVIDES INVESTMENT ADVISORY SERVICES, TAX PREPARATION, INSURANCE AND ANNUITY SERVICES. ACTIVITY STARTED 01/2001. LOCATION 2210 MAIN ST, STE A., DAPHNE, AL. 3) RENTAL REAL ESTATE. OWNS & MANAGES RENTAL RE PROPERTIES. 12/27/05. APPROX. 5 HRS/MO IS SPENT ON THIS ACTIVITY. PRIMARILY AFTER TRADING HRS. LOCATION IS 2210 MAIN ST. 4) INSURANCE, HOLDS POSITION OF INDEPENDENT INSURANCE AGENT WITH VARIOUS INSURANCE COMPANIES. PROVIDES SALES OF LIFE INSURANCE, FIXED ANNUITIES AND INDEX ANNUITIES. 07/1993. APPROX. 20 HRS. PER MONTH. PRIMARILY DURING TRADING HOURS. LOCATION 2210 MAIN ST., STE. A, DAPHNE, AL. 5) CARMEL EAST CONDOMINIUM ASSOCIATION POSITION: Treasurer and Secretary NATURE: Corporation to manage the operational and financial functions of a 20 unit condominium complex. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/23/2026 ADDRESS: 2210 Main St., Ste. A, Daphne AL 36526, United States DESCRIPTION: I will oversee the financial operations and secretarial duties of the association, of which I am a Unit owner. An independent management company will handle COA fee collection, bill payment and ground maintenance. I will not have check writing capability.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-14 |
Reach out to this advisor