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Cleveland Dennis Gantt

Gantt Financial Advisors, LLC

Daphne, AL

CRD 6218315

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Employer firm

Gantt Financial Advisors, LLC CRD 167871

$23.3M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Gantt Financial Advisors, Llc

9086 Merritt Lane Ste C, Daphne, AL 36526 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-30
AL RA APPROVED 2013-08-14
  • TX RA
    APPROVED_RES
    Since 2020-06-30
  • AL RA
    APPROVED
    Since 2013-08-14

Branch Locations

9086 Merritt Lane Ste C, Daphne, AL 36526 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cleve Gantt Spanish Fort AL 02/1997 Present
  • 02/1997 → Present
    Cleve Gantt
    Spanish Fort, AL
Other Businesses

CLEVE GANTT IS A LICENSED INSURANCE AGENT OF GENWORTH FINANCIAL SERVICES OFFERING LONG TERM CARE INSURANCE PRODUCTS. HE SPENDS APPROXIMATELY 50% OF HIS TIME IN THIS ACTIVITY, SOME OF THIS DURING TRADING HOURS. HE ALSO OWNS TIMBER LAND OF WHICH HE SPENDS APPROXIMATELY 5% OF HIS TIME MANAGING THE TREE FARM, NONE OF WHICH ARE DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-05-02
  • S65 Uniform Investment Adviser Law Examination
    2012-05-02
Designations
  • Certified Financial Planner

View on SEC IAPD

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