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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-05-02
TX RA APPROVED_RES 2017-06-10
AL RA APPROVED 2007-02-05
  • FL RA
    APPROVED
    Since 2024-05-02
  • TX RA
    APPROVED_RES
    Since 2017-06-10
  • AL RA
    APPROVED
    Since 2007-02-05

Branch Locations

27154-A Pollard Rd, Daphne, AL 36526 • United States

125 West Romana Ste 720, Pensacola, FL 32502 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Cedar Rapids IA 05/1995 Present
Nylife Securities Inc. Cedar Rapids IA 12/1995 Present
Dowell Financial Group, Inc. Daphne AL 11/2009 Present
T & K Hunting Guide Service Daphne AL 11/2011 Present
  • 05/1995 → Present
    New York Life Insurance Company
    Cedar Rapids, IA
  • 12/1995 → Present
    Nylife Securities Inc.
    Cedar Rapids, IA
  • 11/2009 → Present
    Dowell Financial Group, Inc.
    Daphne, AL
  • 11/2011 → Present
    T & K Hunting Guide Service
    Daphne, AL
Other Businesses

[DOWELL FINANCIAL GROUP,INC., 27154 POLLARD RD., DAPHNE, AL 36527. OWNER. METHOD OF COMPENSACION - COMMISSIONS. TYPE OF BUSINESS-SALES OF LIFE, HEALTH, DISABILITY, LTC, AND ANNUITY. ALONG WITH MY NEW YORK LIFE PRACTICE, I WILL NEED OTHER PRODUCTS NOT OFFERED BY NEW YORK LIFE.] [T&K HUNTING-SOLE PROPRIETOR COMPENSATED BY FEES TO START DECEMBER 2011. WILL SPEND 1 HOUR A MONTH ON WEEKENDS 0 TIME DURING WEEK DAYS. LEASE LAND TO HUNTERS FOR A FEE. I WILL GIVE DIRECTION AND LOCATIONS FOR HUNTERS TO GO FOR SUCCESS. THIS IS NOT A NON-PROFIT OR BUSINESS THAT IS INVESTMENT RELATED; 27154A POLLARD RD DAPHNE, AL 36526] [FBI Citizens Academy; Six week school, two hours one night a week in the evenings. This is a school to inform citizens of FBI operations.; 200 N. Royal Street, Mobile, AL; Start Date 09/2015; Role/Title: Student; Not Investment Related; 8 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Appointed with outside carriers for the purpose of brokering property and casualty products.; 27154A Pollard Road, Daphne, AL; Start Date 10/2018; Role/Title: Owner; Investment Related; 20 hours per month; 20 hours per month during securities trading hours] [RENTAL PROPERTY; HAVE SEVERAL PROPERIES THAT WE OWN AND RENT OUT. 24175 Waterworld Road, Robertsdale, AL; 27154 Pollard Road, Daphne, AL; 208 S. Front Street, Farmington, IA; 31822 Highway 2, Farmington, IA; 211 BELMONT AVE . FAIRHOPE AL.36532; Start Date 07/2020; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; passive owner] [Real Estate Investment; Remodel and sale of houses. Done on a 50/50 basis with a friend that is also a client. Buy a couple of houses a year and remodel them with the use of contractors and selling them. No entity, just buy the house 50/50 and split the cost and profit.; None at this time. Have not made purchases because approval not cleared yet.; Start Date 04/2021; Role/Title: Owner; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [Men of Jubilee; We are a local group of men of about 15 that do Christian outreach quarterly. We meet for breakfast Wednesday mornings. We pool money together to perform community outreach programs, i.e. prison ministry, get togethers to minister on a 1/4 basis.; Not applicable; Start Date 04/2022; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours; Facilitating the weekly meetings and coordinating a team of people for our quarterly outreaches.] [Deer Park LLLP; It is a farm I rent out.; 211 Belmont Avenue, Fairhope, AL 36532; Start Date 01/2022; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent] [Loxley Barn Ministry; A community outreach monthly for our church where we provide a free meal and have a guest speaker talking about Christianity and his testimony.; 15564 Fackler Road, Loxley, AL 36551; Start Date 11/2023; Role/Title: Volunteer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [Seller Financed Property; I am owner financing farm land.; 31323 County Road J56, Bonaparte, IA 52626; Start Date 03/2024; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Owner Financed Property; I am selling my NYL office building; 27154A Pollard Road, Daphne, AL 36526; Start Date 06/2026; Role/Title: Owner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Eagle Business Sale; Eagle Strategies book of business financed to another advisor.; 27154A Pollard Road, Daphne, AL 36526; Start Date 06/2026; Role/Title: Financial Advisor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-28
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S66 Uniform Combined State Law Examination
    2006-12-28
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26

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