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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-01-04 |
| AL | RA | APPROVED | 2018-07-16 |
Branch Locations
30362 State Highway 181 Suite 105, Spanish Fort, AL 36527 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | Fairhope | AL | 04/2007 | 07/2018 |
| Morgan Stanley Smith Barney | Fairhope | AL | 06/2009 | 07/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 07/2018 |
| Charles Schwab & Co., Inc. | Spanish Fort | AL | 07/2018 | Present |
1) Randy Fidler (Rental Property) | Investment Related:No|20291 Lawrence rd|Fairhope|AL|36532|USA|Real Estate (Non-Agent/Broker)|Owner|5/1/2005|Less than 20|0|Landlord (Duplex, 2 homes), 2) Bay Shore Charities | Investment Related:No|6009 RUTHERFORD LANE|Fairhope|AL|36532|USA|Other|Board member|6/1/2016|Less than 20|0|Member of the board. Help in golf tournament every year to raise money for local kids in the community , 3) Kiwanis of Fairhope and Eastern Shore | Investment Related:No|PO Box 753|Fairhope|AL|36532|USA|Other|Board member|6/1/1999|Less than 20|0|I will be the incoming President Oct 1st 2024- Sept 2025. I currently serve on the Board of Directors.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-12-30 |
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