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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-04
AL RA APPROVED 2018-07-16
  • TX RA
    APPROVED
    Since 2020-01-04
  • AL RA
    APPROVED
    Since 2018-07-16

Branch Locations

30362 State Highway 181 Suite 105, Spanish Fort, AL 36527 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Fairhope AL 04/2007 07/2018
Morgan Stanley Smith Barney Fairhope AL 06/2009 07/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 07/2018
Charles Schwab & Co., Inc. Spanish Fort AL 07/2018 Present
  • 04/2007 → 07/2018
    Morgan Stanley & Co., Incorporated
    Fairhope, AL
  • 06/2009 → 07/2018
    Morgan Stanley Smith Barney
    Fairhope, AL
  • 01/2015 → 07/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 07/2018 → Present
    Spanish Fort, AL
Previous Registrations
  • 2009-06-01 → 2018-07-17
    Fairhope, AL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Fairhope, AL
  • 2004-05-24 → 2007-04-02
    Morgan Stanley Dw Inc.
    Fairhope, AL
    Mobile, AL
    Mobile, AL
  • 2000-02-23 → 2004-05-28
    A. G. Edwards & Sons, Inc.
    Fairhope, AL
Other Businesses

1) Randy Fidler (Rental Property) | Investment Related:No|20291 Lawrence rd|Fairhope|AL|36532|USA|Real Estate (Non-Agent/Broker)|Owner|5/1/2005|Less than 20|0|Landlord (Duplex, 2 homes), 2) Bay Shore Charities | Investment Related:No|6009 RUTHERFORD LANE|Fairhope|AL|36532|USA|Other|Board member|6/1/2016|Less than 20|0|Member of the board. Help in golf tournament every year to raise money for local kids in the community , 3) Kiwanis of Fairhope and Eastern Shore | Investment Related:No|PO Box 753|Fairhope|AL|36532|USA|Other|Board member|6/1/1999|Less than 20|0|I will be the incoming President Oct 1st 2024- Sept 2025. I currently serve on the Board of Directors.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-19
S63 Uniform Securities Agent State Law Examination 1997-12-30
  • S65 Uniform Investment Adviser Law Examination
    2011-05-19
  • S63 Uniform Securities Agent State Law Examination
    1997-12-30
Designations
Other Names
  • Randy Fidler

View on SEC IAPD

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