Melvin J. Ellis

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Raleigh, NC
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-02-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Raleigh, NC
  New York, NY
  Raleigh, NC
• 2001-12-31 → 2006-02-21
  Legg Mason Wood Walker, Incorporated
  Raleigh, NC

Other Businesses

*532933 - Estate; Investment related: Yes; Raleigh, North Carolina; Executor/Co-executor; 09/2022; During business hours: 10; After business hours: 10 *541013 - Trust; Investment related: Yes; Raleigh, North Carolina; Trust; Trustee/Co-Trustee; 12/2022; During business hours: 2; After business hours: 2;

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-24

Other Names

• Jim Ellis
• Melvin James Ellis
• Melvin James Ellis Iii
• Melvin James Ellis
• M. James Ellis
• Melvin J. Ellis Iii