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Eagle Strategies LLC CRD 110826
$32.0B regulatory AUM 6,662 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2015-06-18 |
Branch Locations
420 Lexington Avenue 14Th & 15Th Floor, New York, NY 10170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co | New York | NY | 05/2015 | Present |
| Nylife Securities Llc | New York | NY | 05/2015 | Present |
| Eagle Strategies Llc | New York | NY | 06/2015 | Present |
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED OUTSIDE INSURANCE PRODUCTS; 420 LEXINGTON AVENUE, NEW YORK, NY 10170; START DATE:05/2015; ROLE/TITLE: INSURANCE BROKER; COMPENSATION: COMMISSIONS; INVESTMENT RELATED; 10 HOURS PER MONTH, 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-04-27 |
| S65 | Uniform Investment Adviser Law Examination | 2001-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
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