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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Longview | TX | 02/2016 | 10/2016 |
| Wells Fargo Advisors Llc | Longview | TX | 10/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Longview | TX | 11/2016 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Longview | TX | 12/2020 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Longview | TX | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-11 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-27 |
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