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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-17 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
6624 Fannin Street, Suite 2120, Houston, TX 77030 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 05/2014 | Present |
| Usca Ria Llc | Houston | TX | 05/2014 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. ADATIS CORP & ADATIS LTD, NOT INVESTMENT-RELATED, 9337 KATY FREEWAY #305, HOUSTON, TX 77024, OWNER, APPROX. 2008, 1 HOUR PER MONTH DEVOTED TO ACTIVITY, 0 HOURS PER MONTH DEVOTED TO ACTIVITY DURING SECURITIES TRADING HOURS, HOLDING COMPANY FOR PERSONAL REAL ESTATE INVESTMENTS. 3. 7119 Raton LLC; not investment-related; Houston, TX; real estate; owner; director; 10/2020; 12-15 hrs/month; 1-2 hours during sec trading hours; buying and selling real estate 4. 9716 Long Branch LLC; not investment-related; Houston, TX; real estate; owner; director; 10/2020; 12-15 hrs/month; 1-2 hours during sec trading hours; buying and selling real estate
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-07 |
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