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CRD 1530763
Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2007-05-29 |
Branch Locations
Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States
Cwm Retail, Sales 935 Silver Spur Road, Rolling Hills Estates, CA 90274 • United States
Cwm Retail, Sales 556 West 9Th Street, San Pedro, CA 90731 • United States
Cwm Retail, Sales 1 World Trade Center Suite 100, Long Beach, CA 90831 • United States
Cwm Retail, Sales 1275 W. Redondo Beach Blvd, Gardena, CA 90247 • United States
Cwm Retail, Sales 4500 Atlantic Avenue, Long Beach, CA 90807 • United States
Cwm Retail, Sales 18505 S. Western Ave, Gardena, CA 90248 • United States
Cerritos, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Rolling Hills Estates | CA | 05/2007 | Present |
Befocus, Inc.; Nature of the outside business: Disney collectibles and used books; Not investment related; Long Beach, CA; Start date of affiliation: 7/3/17; Title: President/Owner; Duties: Sell used fiction and non-fiction books through Amazon.com and sell Disney and other collectibles through Ebay.com; 0 hours devoted to the outside business each month during security trading hours; 2 hours devoted to the outside business each month outside of security trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-21 |
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