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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-23 |
| FL | RA | APPROVED | 2009-06-01 |
Branch Locations
595 South Federal Highway Suite 400, Boca Raton, FL 33432 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Boca Raton | FL | 06/2009 | Present |
1. INDEPENDENT CONTRACTOR; VARIOUS BUSINESSES; 04/2012; VARIOUS ADDRESSS; BOOKKEEPING, COMPUTER REPAIR; WEBMASTER FOR NON MSSB CLIENTS; 2 HOURS; 0 DURING BUSINESS HOURS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-07 |
| S65 | Uniform Investment Adviser Law Examination | 1995-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-12 |
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