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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2026-02-23 |
| NV | RA | APPROVED | 2025-06-26 |
| MT | RA | APPROVED | 2024-06-26 |
| NE | RA | APPROVED | 2023-09-06 |
| OK | RA | APPROVED | 2023-02-21 |
| AR | RA | APPROVED | 2023-01-17 |
| MD | RA | APPROVED | 2023-01-17 |
| MI | RA | APPROVED | 2023-01-17 |
| SC | RA | APPROVED | 2023-01-17 |
| WI | RA | APPROVED | 2023-01-17 |
| IA | RA | APPROVED | 2022-11-03 |
| KS | RA | APPROVED | 2022-03-11 |
| WA | RA | APPROVED | 2021-10-06 |
| NY | RA | APPROVED | 2021-04-16 |
| NH | RA | APPROVED | 2021-02-03 |
| NC | RA | APPROVED | 2019-11-05 |
| OH | RA | APPROVED | 2017-06-19 |
| MO | RA | APPROVED | 2017-01-20 |
| PA | RA | APPROVED | 2014-11-19 |
| TX | RA | APPROVED_RES | 2014-01-17 |
| IN | RA | APPROVED | 2013-12-03 |
| MN | RA | APPROVED | 2013-11-06 |
| CO | RA | APPROVED | 2012-03-19 |
| VA | RA | APPROVED | 2012-02-23 |
| AL | RA | APPROVED | 2012-01-19 |
| CA | RA | APPROVED | 2011-11-23 |
| AZ | RA | APPROVED | 2011-03-29 |
| GA | RA | APPROVED | 2011-03-22 |
| MA | RA | APPROVED | 2010-12-02 |
| NJ | RA | APPROVED | 2009-12-22 |
| FL | RA | APPROVED | 2008-08-12 |
| IL | RA | APPROVED | 2005-07-11 |
Branch Locations
125 S Virginia St, Crystal Lake, IL 60014 • United States
5600 North River Road Suite 800, Rosemont, IL 60018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Park Avenue Securities | Crystal Lake | IL | 07/2005 | Present |
| Guardian Life Insurance Company | Crystal Lake | IL | 07/2005 | Present |
| Guardian Life Insurance Company | Rosemont | IL | 01/2023 | Present |
| Paark Avenue Securities | Rosemont | IL | 01/2023 | Present |
1) Other non-Guardian Insurance-Fixed life and annuity products with other insurance carriers, Start: 03/01/2002, Address: Various, 8 bus hrs per month, Investment related, >10% annual compensation, 2) Hammortree Financial Services, LLC-Corporation for the business in order to set up the payroll and benefits; Start: 12/15/2016, Address: 125 S. Virginia Street, Crystal lake IL 60014, 10 bus hrs per month, Not investment related, 3) AMZ Virginia Street, LLC-Creating an LLC to hold a building I am purchasing to move my business into, Start: 12/15/2016, Address: 125 S. Virginia Street, Crystal Lake IL 60014, 5 total hours per month, 5 during securities trading hours, Less than 10% annual compensation, Investment related, 4) Trustee-Trustee to my sons Special needs trusts, he has two, Start: 12/09/2009, Address: N/A, 0 hrs per month, Not investment related, 5) Executor & Successor Trustee of M Sprenger Trust, Start: 02/23/2022, Address: 600 Woodland Dr Crystal Lake, IL 60014, 10 total hours per month; 1 during securities trading hours, Not investment related, No annual compensation, 6) Successor Trustee for Eldon Conley, Step-father, Start Date: 5/1/2023, Address: Marengo, IL, 1 total hours per month; 0 during securities trading hours, Not Investment Related, No Annual Compensation, 7) Financial Strategies Group, Start Date: 7/16/2024, Address: 805 S. McHenry Ave., Ste. I, Crystal Lake, IL 60014, 1 total hours per month; 1 during securities trading hours, Less than 10% Annual Compensation, Investment Related, 8) Lifes plan inc.-Board member, Nature of Business: Trustee services for people with disabilities, Start date: 02/01/2026, Address: 901 Warrenville Road Suite 500 Lisle, IL 60532, Duties: Oversight to the organization based on goals, 1 total hours per month; 1 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-28 |
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