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Wayne Joseph Pover

LPl Financial LLC

Crystal Lake, IL

CRD 3129761

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-22
IL RA APPROVED 2018-10-19
  • TX RA
    APPROVED_RES
    Since 2018-10-22
  • IL RA
    APPROVED
    Since 2018-10-19

Branch Locations

780 Mcardle Dr Ste A, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Clarity Wealth Management, Inc. St. Charles IL 11/2011 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 10/2018
Lpl Financial, Llc Crystal Lake IL 10/2018 Present
Criterion Wealth Advisors St. Charles IL 09/2011 12/2020
Previous Registrations
  • 2011-11-17 → 2022-12-31
    Naperville, IL
    St. Charles, IL
    Carol Stream, IL
    St. Charles, IL
    Crystal Lake, IL
  • 1998-10-26 → 2018-10-25
    Cetera Wealth Services, Llc
    Crystal Lake, IL
    St Charles, IL
    Crystal Lake, IL
    Crystal Lake, IL
Other Businesses

(1) 10/19/2018 - HEART AND SOUL FOUNDATION - Investment Related - Home Based - NON-PROFIT BOARD MEMBER - Founding Board Member - Started 08/2003 - 8 Hours Per Month. (2) 10/19/2018 - EXEMPLAR FINANCIAL NETWORK - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (3) 10/19/2018 - EXEMPLAR ACCOUNTING AND TAX, INC. - Investment Related - At Reported Business Location(s) - Started 2012. (4) 04/19/2023 - E4 Insurance Services, LLC - Investment Related - 951 Kimball Ln #206, Verona, WI 53593 -Non-Variable Insurance - Insurance Agent - Start Date 04/03/2023 - 20 Hours Per Month/1 Hours During Securities Trading (5) 02/15/2024 - Xpectation Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 160 Hours Per Month/ During Trading 6) 02/06/2025 - Palladium Financial Services, LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - At Reported Business Location(s) - Start Date:01/22/2025 -120 Hrs/Mth - 80 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-08
  • S66 Uniform Combined State Law Examination
    1998-10-08
Designations
  • Certified Financial Planner
Other Names
  • Wayne Joseph Pover

View on SEC IAPD

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